document-review
The document-review skill analyzes financial documents such as prospectuses, ADVs, and marketing materials for FINRA 2210 compliance, required disclosures, and balanced risk-benefit presentation. Use it when reviewing financial statements, regulatory filings, audit documents, or when users request compliance verification, financial audits, or document validation to ensure adherence to SEC and FINRA standards.
git clone --depth 1 https://github.com/open-gitagent/opengap /tmp/document-review && cp -r /tmp/document-review/examples/full/skills/document-review ~/.claude/skills/document-reviewSKILL.md
# Document Review ## Instructions When reviewing a financial document: 1. **Classify the document** — Determine document type (prospectus, ADV, customer agreement, marketing material, etc.) 2. **Identify applicable rules** — Map to FINRA 2210 (communications), SEC disclosure requirements, etc. 3. **Check required elements** — Verify all required disclosures, disclaimers, and content are present 4. **Assess accuracy** — Flag potentially misleading, exaggerated, or promissory statements 5. **Check balance** — Per FINRA 2210, ensure risks and benefits are presented in a balanced manner 6. **Review formatting** — Verify required prominence of disclosures ## Key Checks - [ ] All required disclosures present - [ ] No misleading or exaggerated claims - [ ] Balanced presentation of risks and benefits - [ ] Proper disclaimers included - [ ] Correct classification (correspondence/retail/institutional) - [ ] Principal pre-approval status verified (if retail communication) ## Output Format For each finding, produce: ``` ### [SEVERITY] — [Rule Reference] - **Issue**: [What was found] - **Location**: [Section/page reference] - **Recommended action**: [Specific fix] ``` ### Example Finding ``` ### WARNING — FINRA 2210(d)(1)(A) - **Issue**: Performance claim "consistently outperforms the market" lacks supporting data and time period - **Location**: Page 2, paragraph 3 - **Recommended action**: Add specific time period, benchmark comparison, and standardized performance data per SEC Rule 482 ```
Analyzes documents and processes against FINRA, SEC, Federal Reserve, and CFPB regulatory frameworks. Identifies compliance gaps, classifies findings by severity, and recommends remediation. Use when performing compliance audits, regulatory reviews, gap analyses, or verifying policy adherence to financial regulations.
Creates and configures agent.yaml files, writes SOUL.md personality definitions, and sets up agent directory structures with skills, tools, and knowledge. Use when the user wants to configure an agent, create agent.yaml, write SOUL.md, set up agent directory structure, or customize agent settings.
Converts agent definitions between frameworks — exports to Claude Code, OpenAI, CrewAI, Lyzr, and GitHub Models formats, and imports from Claude, Cursor, and CrewAI projects. Use when the user wants to convert an agent, migrate to another framework, export to LangChain/AutoGen/CrewAI, or import from existing automation tools.
Guides installation of gitagent and creation of first agent with scaffolding, configuration, and validation. Use when the user is new to gitagent, asks how to get started, wants to install gitagent, set up their first agent, or says 'how do I start?'
Searches the SkillsMP registry, installs skills locally or globally, creates custom skills with SKILL.md frontmatter, and manages the skill lifecycle. Use when the user wants to find skills, add new capabilities, install a skill, browse available skills, create a custom skill, or manage the skills system.
Configures and runs agents with different adapters including Claude, OpenAI, CrewAI, Lyzr, and GitHub Models. Supports local execution, remote git repos, and one-shot prompts. Use when the user wants to run an agent, switch LLM providers, configure adapter settings, or launch agents from git repositories.
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